Wellington Shields & Co LLC

140 Broadway
New York NY 10005

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H.G. Wellington & Company provides a range of financial and asset management services for individuals and institutions. The company s capital management division manages equity, balanced and fixed-income portfolios for individuals, families, trusts, estates, foundations and endowments. It also provides a variety of investment services and independent research products. H.G. Wellington & Company employs more than 75 individuals and over 30 investment consultants and operates nearly 10,000 customer accounts. The company is a member of the New York Stock Exchange, American Stock Exchange, Chicago Stock Exchange, National Association of Securities Dealers and Securities Investor Protection Corporation. It maintains a location in New York City. Established in 1925, it serves more than 4,000 clients in the financial services industry.